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Develop practical knowledge and confidence in Sarbanes-Oxley Act.
This course will provide the learner with an introduction to and overview of the Sarbanes-Oxley Act of 2002 (SOX). The course will detail the history and purpose of the Act and will also provide insight into the types of publically held companies that SOX covers. After completing this course, the learner will understand:
This course turns the subject into practical, structured learning you can apply in real business and workplace situations. It is designed to help you move beyond definitions and understand how the ideas, tools and decisions covered in the course fit together.
This course is suitable for professionals, managers, business owners and learners who want practical knowledge they can apply in real workplace situations.
Course Outline
Seat Time: 1hrs
This course will provide the learner with an introduction to and overview of the Sarbanes-Oxley Act of 2002 (SOX). The course will detail the history and purpose of the Act and will also provide insight into the types of publically held companies that SOX covers. After completing this course, the learner will understand:
Course Topics
T1. Overview of the Act: This topic will introduce the learner to the Sarbanes-Oxley Act (SOX) by providing a history and purpose of the Act, in addition to specific details relating to the areas of SOX coverage.
T2. Overview of SOX Requirements: This topic will familiarize the learner with the various requirements of SOX that management must be aware of, including certification reports and trading restrictions.
T3. Details of SOX Responsibilities: This topic will provide a the learner with a more in-depth look at the requirements and responsibilities that SOX imposes on financial institutions.
T4. Additional SOX Sections: This topic will familiarize the learner with important sections of SOX that were not covered in previous topics, including internal control reports, audit committee expertise, and real-time disclosures.
Part of this learning pathway: Compliance & Regulatory
Learners also take: The Safe Act
Course pathway: eBSI Banking Academy > Compliance & Regulatory > Sarbanes-Oxley Act
Explore more Compliance & Regulatory training or return to the eBSI Banking Academy.
If you have any questions or would like to speak to one of our team before enrolling feel free to book a free video call with us by clicking the button below, we will be delighted to meet you on Google Meet!