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Non Deposit Investment Products
€60.00
Sale price
€60.00
Regular price
€0.00
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Non Deposit Investment Products
€60.00
Sale price
€60.00
Regular price
€0.00
Reliable shipping
Flexible returns
Course Outline
Seat Time: 0.5hrs
This course will introduce the learner to Non-Deposit Investment Products (NDIPs) and their purposes. The course will discuss general guidelines that must be followed for compliance to regulatory agencies. After completing tis program, the learner will understand:
- How to and why inform customers of the nature and risks associated with NDIPs.
- Nature of disclosures.
- Making arrangements with third parties.
Course Topics
T1. Non-Deposit Investment Products: This topic will introduce the learner to informing customers of the nature and risks associated with Non-Deposit Investment Products (NDIPs), sales program management, and arrangements with third parties.
T2. General Guidelines: This topic will introduce the learner to regulatory agency guidelines for compliance, disclosures, timing of disclosures, and suitability and sales practices.