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Trade Finance Compliance 2
Trade Finance Compliance 2
Trade Finance Compliance 2

Trade Finance Compliance 2

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€75,00
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€75,00
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DEO-04-AFIT-003 Trade FInance Compliance 2
In this second course on Trade Finance Compliance we will focus on management of International Sanctions and the treatment of Embargoed or Dual Use Goods along with the evermore crucial area of Anti-Money-Laundering and Counter-Terrorist Financing. 

We will identify certian common Red Flags in Trade Transactions and examine transaction monitoring in trade finance departments.

Finally we will wrap up with a look at Governance in general from a Trade Finance Perspective and review tools and resources available for Trade Finance Compliance Officers.

1. SANCTIONS HANDLING BY BANKS
 1.1 Sanctions Screening
 1.2 Sanctions sources
 1.3.1 Sanctions Standard Practice
 1.3.2 Sanctions Standard Practice
 1.3.3 Sanction clauses in trade finance transactions
 1.2 IIBLP Sanctions Clause
2. MONEY LAUNDERING/TERRORIST FINANCING
 2.1 Red Flags
3. DUAL USE – EMBARGO GOODS
 3.1 Market Sentiment Regarding Trade Finance

 3.2 Ways to Screen Goods
4. RED FLAGS IN TRADE FINANCE TRANSACTIONS
 4.1 Evaluating Red Flags
 4.2 Red Flags in the Transaction
 4.3 The Goods and Size of Shipment Red Flags
 4.4 Transport Red Flags
 4.5 Payment Red Flags
 4.6 Country Red Flags
 4.7 Party / Parties Red Flags
 4.8 Discrepancies Red Flags
 4.9 Unusual Documentation Red Flags
5. TRANSACTION MONITORING IN TRADE FINANCE
 5.1 Co-operation between the 3 levels
 5.2.1 Transactional Due Diligence in Practice
 5.2.2 Attention to Wording     
6. GOVERNANCE
 6.1 Trade processing staff
 6.2 Trade Finance Management
 6.3.1 Investigation
 6.3.2 Investigation (continued)
 6.4 Logging and monitoring
 6.5 Compliance Training
 6.6 Compliance Tools
 6.7 Compliance Checklist
Further Reading
Forums Access
End