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Regulation U: Margins, Credit Extended by Banks
Individual Licence (EUR 60)
€60.00
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Regulation U: Margins, Credit Extended by Banks
€60.00
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Flexible returns
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Choose 5 or 10 licences to purchase access for multiple learners at a reduced per-person rate. After purchase, eBSI will contact you to confirm the learner details and arrange course access for each participant.
Develop practical knowledge and confidence in Regulation U: Margins, Credit Extended by Banks.
This course will introduce the learner to Regulation U, which deals with extending margin stock. The course will also discuss for the learner what qualifies as "margin stock" and "indirectly securing credit." After completing the program, the learner will understand:
Why this course matters
This course turns the subject into practical, structured learning you can apply in real business and workplace situations. It is designed to help you move beyond definitions and understand how the ideas, tools and decisions covered in the course fit together.
What you will gain
- Build a practical understanding of the key concepts covered in Regulation U: Margins, Credit Extended by Banks.
- Recognise where the topic applies in real workplace or business situations.
- Apply the methods and good-practice approaches covered in the course with greater confidence.
Who is this course for?
This course is suitable for professionals, managers, business owners and learners who want practical knowledge they can apply in real workplace situations.
Course at a glance
- Study time: approximately 1 hour.
- Format: self-paced online learning.
- Professional development: CPD course.
Course Outline
Regulation U: Margins, Credit Extended by Banks
Seat Time: 0.25hrs
This course will introduce the learner to Regulation U, which deals with extending margin stock. The course will also discuss for the learner what qualifies as "margin stock" and "indirectly securing credit." After completing the program, the learner will understand:
- Definition of "maximum loan value."
- Requirements of the bank lender.
- When non-bank lenders must comply with Regulation U.
Course Topics
T1. Regulation U: This topic will discuss Regulation U, which establishes requirements for lenders other than securities brokers and dealers who extend credit secured by margin stock, and will describe margin stocks, indirectly securing credit, and maximum loan value.
Continue your learning
Part of this learning pathway: Compliance & Regulatory
Learners also take: Regulation A: Extension of Credit by FRBs | Regulation T: Credit by Brokers and Dealers | Regulation X: Borrowers of Securities Credit
Course pathway: eBSI Banking Academy > Compliance & Regulatory > Regulation U: Margins, Credit Extended by Banks
Explore more Compliance & Regulatory training or return to the eBSI Banking Academy.