Regulation S: Reimbursement to Financial Institutions for Providing Financial Records

Course Outline

Regulation S: Reimbursement to Financial Institutions for Providing Financial Records

Seat Time: 0.5hrs 

This course will introduce the learner to Regulation S, which implements the Right to Financial Privacy Act (RFPA). The learner will be instructed on how the RFPA protects customers' financial privacy. After completing this program, the learner will understand:

• How Regulation S implements RFPA.
• How Regulation S implements the Annunzio-Wylie Anti-Money Laundering Act of 1992.
• Actions established by the Annunzio-Wylie Anti-Money Laundering Act of 1992.

Course Topics

T1. Regulation S: This topic will discuss Regulation S, which implements the Right to Financial Privacy Act by establishing the rates that federal agencies must pay financial institutions for providing customer records to the agencies.

T2. SEC Regulation S: This topic will introduce the learner to Regulation S as administered by the Securities and Exchange Commission (SEC).