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Develop practical knowledge and confidence in Regulation L: Management Official Interlocks.
This course will introduce the learner to Regulation L and its relationship to bank management. The learner will be instructed on the rules and restrictions for management officials and if they can serve as management officials at other financial institutions. After completing this program, the learner will understand:
This course turns the subject into practical, structured learning you can apply in real business and workplace situations. It is designed to help you move beyond definitions and understand how the ideas, tools and decisions covered in the course fit together.
This course is suitable for professionals, managers, business owners and learners who want practical knowledge they can apply in real workplace situations.
Course Outline
Regulation L: Management Official Interlocks
Seat Time: 0.25hrs
This course will introduce the learner to Regulation L and its relationship to bank management. The learner will be instructed on the rules and restrictions for management officials and if they can serve as management officials at other financial institutions. After completing this program, the learner will understand:
Course Topics
T1. Regulation L: This topic will familiarize the learner with Regulation L, which prohibits any management official of one depository organization from serving simultaneously as a management official at another depository organization if the organizations are not affiliated.
Part of this learning pathway: Compliance & Regulatory
Learners also take: Regulation 9 | Regulation B | Regulation CC
Course pathway: eBSI Banking Academy > Compliance & Regulatory > Regulation L: Management Official Interlocks
Explore more Compliance & Regulatory training or return to the eBSI Banking Academy.
If you have any questions or would like to speak to one of our team before enrolling feel free to book a free video call with us by clicking the button below, we will be delighted to meet you on Google Meet!