Course Outline

Seat Time: 0.25hrs

This course will introduce the learner to Regulation 9, which sets forth the standards that apply to the fiduciary activities of national banks. The course will teach the learner about the limitations that Regulation 9 establishes. After completing this program, the learner will understand:

• Policies and procedures for national banks enacted under Regulation 9.
• Three types of reviews of fiduciary accounts.
• Acceptable collateral that can be set aside as security.

Course Topics

T1. Regulation 9: This topic will describe Regulation 9, which sets forth the standards that apply to the fiduciary activities of national banks, and will discuss policies and procedures and will review fiduciary accounts and record-keeping.