Skip to content
Book a Consultation
Course Outline
Regulation U: Margins, Credit Extended by Banks
Seat Time: 0.25hrs
This course will introduce the learner to Regulation U, which deals with extending margin stock. The course will also discuss for the learner what qualifies as "margin stock" and "indirectly securing credit." After completing the program, the learner will understand:
- Definition of "maximum loan value."
- Requirements of the bank lender.
- When non-bank lenders must comply with Regulation U.
Course Topics
T1. Regulation U: This topic will discuss Regulation U, which establishes requirements for lenders other than securities brokers and dealers who extend credit secured by margin stock, and will describe margin stocks, indirectly securing credit, and maximum loan value.